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   CHARLES PEASE Securities Litigation Consulting, Inc. 7040 Avenida Encinas, #104-301 Carlsbad, CA 92011 (San Diego County, Southern California) Phone: (760) 431-6998 Alternate No: (760) 419-6956 Fax: (760) 431-6998 Email: charlespease@earthlink.net Website: http://www.charlespease.com |
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Summary of Experience:
44 years in securities industry (management and sales). 34 years with Merrill Lynch. Member of NASD, NYSE and PSE as panelist and Chair. Mediator. Licensed since 1998. Employed as expert witness in over 100 cases (testified at 1/3). Speaker at various conferences across the country. Areas of Expertise: Supervision, 144 sales, employment issues. Licenses & Other Credentials: Series 7, 8, 24 (previously held), co-founder of San Diego Compliance Group, '99. |
| LISTED UNDER: Finance, Investment Fraud, Securities, Wrongful Termination Back to technical list BACK TO SEARCH |
CALIFORNIA LEGAL, LLC
877.603.3139